David B. Cox, J.D.

Senior Lecturer

Department of Finance

Daniels College of Business

University of Denver

(303) 871-2272

EDUCATION:

J.D., University of Denver 1996
Class Rank: 3/85
Order of St. Ives
Recipient, Cathy Stricklin Krendl Award for Business Planning, April 1996
Recipient, West Publishing Company Award for Outstanding Academic Achievement, 1996

Ph.D. Finance, (A.B.D.), Texas Tech University 1988
Advanced Finance Studies: Corporate Finance, Agency Theory, Investments and Portfolio Theory, Option Pricing Theory, Bank Management
Minor Areas of Study: Economics and Statistics

M.S.B.A. Finance, Texas Tech University 1985

B.S.B.A. Accounting, Texas Tech University 1983

EXPERIENCE:

Senior Lecturer, Department of Finance, University of Denver
Fall 1997 - Present

Lecturer, Department of Finance, University of Denver
Fall 1988 - Summer 1997

Law Clerk, Haligman & Lottner, P.C.
Feb. 1995 - May 1996
Responsibilities: Research legal issues on behalf of client; Draft and revise commercial real estate documents, including loan documents, transfer of ownership documents, covenant restrictions and homeowner association documents

Principal, Mahan Cox & Sullivan, Asset Management Group
1988 - 1991
Cash management services for small to medium sized firms

ACADEMIC ACTIVITIES:

Publications:
"Section 3: Cost of Capital & Capital Structure", Treasury Management Guide, National Corporate Cash Management Association, 1991

"Section 4: Capital Budgeting & Leasing", Treasury Management Guide, National Corporate Cash Management Association, 1991

"Section 20: Employee Benefits & Pension Fund Management", Treasury Management Guide, National Corporate Cash Management Association, 1991

"Requested, Recommended and Allowed Returns to Equity: Serendipity or Substance", with R. Charles Moyer and Raymond E. Spudeck, Southern Business Review, Spring 1987

Compliance Manual:
UCC Compliance Manual for Colorado Lenders, Neil O. Littlefield, Published by Vinton Slivka & Panasci, P.C. and Bankers' Bank of the West, Spring 1994

Presentations:
"Public Utility Rate Regulation: Agency Aspects of 'Natural Monopolies'", with R. Charles Moyer and Raymond E. Spudeck, Presented at the 1986 Financial Management Association meetings

"Determinants of Put Option Values on Corporate Bonds", with Robert E. Chatfield and R. Charles Moyer, Presented at the 1986 Financial Management Association meetings

"The Choice of Bond Stipulations: The Put Provision and Agency Costs", with Robert E. Chatfield and R. Charles Moyer, Presented at the 1986 Financial Management Association meetings

Working Papers:
"Equity Fines in Corporate Sentencing: Economic and Utility Affects", with John M. Holcomb

HONORS AND AWARDS:

Order of St. Ives
University of Denver College of Law Honorary Society for Top Ten Percent of Graduating Class, May 1996

Cathy Stricklin Krendl Award for Business Planning
University of Denver College of Law, Spring 1996

West Publishing Company Award for Outstanding Academic Achievement
University of Denver College of Law, Spring 1996

University of Denver College of Law Awards for Scholastic Excellence
Commercial Real Estate, Fall 1995
Corporate Taxation, Spring 1995

American Jurisprudence Awards
Property, Fall 1993
Sales, Fall 1993

Professor of the Year
Weekend College (now The Women's College), University of Denver, Academic Year 1988-1989